Date authorised
1 April 2013
Companies House
OC358270
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Elizabeth House
    28 Baddow Road
    Chelmsford
    Essex
    CM2 0DG
    UNITED KINGDOM
    Phone
    +441245206670
  • Complaints Contact

    Elizabeth House
    28 Baddow Road
    Chelmsford
    Essex
    CM2 0DG
    UNITED KINGDOM
    Phone
    +441245206670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Stuart Westbrook Douglas

    IRN ASD01050

    • CF30 Customer (1 Sep 2015 to 11 May 2017)
  • Alec John Cuthbert

    IRN AJC00024

    • Responsible for Insurance Mediation (7 Jul 2015 to 10 May 2018)
    • CF11 Money Laundering Reporting (20 Jun 2012 to 10 May 2018)
    • CF10 Compliance Oversight (20 Jun 2012 to 10 May 2018)
    • CF30 Customer (1 Jul 2011 to 16 Jan 2017)
    • CF4 Partner (1 Jul 2011 to 10 May 2018)
  • Alun Michael James Webster

    IRN AMW01113

    • CF30 Customer (26 Oct 2016 to 12 Apr 2017)
  • Andrew Mark Robinson

    IRN AMR00001

    • CF30 Customer (24 Nov 2011 to 21 Sep 2018)
  • Frank Edwin Oxberry

    IRN FEO00001

    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (18 Jun 2018 to 30 Sep 2018)
    • CF30 Customer (1 Apr 2012 to 6 Sep 2016)
    • CF4 Partner (1 Jul 2011 to 8 Dec 2019)
  • Liam Patrick George Martin

    IRN LPM00003

    • CF30 Customer (10 Sep 2015 to 11 May 2017)
  • Mark Francis Sillitoe

    IRN MFS01041

    • CF11 Money Laundering Reporting (1 Jul 2011 to 29 May 2012)
    • CF4 Partner (1 Jul 2011 to 30 Aug 2012)
    • Responsible for Insurance Mediation (1 Jul 2011 to 19 Dec 2012)
    • CF30 Customer (1 Jul 2011 to 19 Dec 2012)
    • CF10 Compliance Oversight (1 Jul 2011 to 29 May 2012)
  • Michael Charles Wintle

    IRN MCW00030

    • CF30 Customer (10 Sep 2013 to 9 Jan 2019)
  • Richard Christopher Briggs

    IRN RCB01188

    • CF30 Customer (12 Apr 2018 to 26 Oct 2018)
    • CF10 Compliance Oversight (12 Apr 2018 to 26 Oct 2018)
    • CF11 Money Laundering Reporting (12 Apr 2018 to 26 Oct 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.