Andrew Mark Robinson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CHARLES MARK FINANCIAL LIMITED

    FRN 792123

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (18 May 2018 to 8 Dec 2019)
    • CF1 Director (18 May 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 May 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (18 May 2018 to 30 Sep 2018)
  • St Martin's Partners LLP (no longer approved here)

    FRN 537904

    • CF30 Customer (24 Nov 2011 to 21 Sep 2018)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (28 Apr 2011 to 12 Apr 2012)
  • Merchant House Financial Services Ltd (no longer approved here)

    FRN 538416

    • Employed By (28 Apr 2011 to 12 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

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