Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (18 Jun 2018 to 30 Sep 2018)
    • CF30 Customer (1 Apr 2012 to 6 Sep 2016)
    • CF4 Partner (1 Jul 2011 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Nov 2024)
    • CF1 Director (AR) (9 Sep 2016 to 7 Nov 2024)
    • CF30 Customer (27 Jul 2015 to 30 Sep 2015)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (21 Aug 2003 to 23 Dec 2004)
    • CF22 Investment Adviser (Trainee) (26 Jun 2002 to 21 Aug 2003)
    • CF1 Director (AR) (26 Jun 2002 to 23 Dec 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (21 Aug 2003 to 23 Dec 2004)
    • CF1 Director (AR) (7 Apr 2003 to 23 Dec 2004)
    • CF22 Investment Adviser (Trainee) (26 Jun 2002 to 21 Aug 2003)
  • Complete Consulting UK Ltd (no longer approved here)

    FRN 213135

    • Employed By (26 Jun 2002 to 23 Dec 2004)
  • Prudential International Assurance Plc (no longer approved here)

    FRN 170672

    • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

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