Richard Christopher Briggs

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Manager of certification employee (24 Jun 2021 to 31 Aug 2021)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • [FCA CF] Client dealing (28 Sep 2020 to 31 Aug 2021)
    • [FCA CF] Functions requiring qualifications (28 Sep 2020 to 31 Aug 2021)
    • [FCA CF] Manager of certification employee (28 Sep 2020 to 31 Aug 2021)
  • St Martin's Partners LLP (no longer approved here)

    FRN 537904

    • CF10 Compliance Oversight (12 Apr 2018 to 26 Oct 2018)
    • CF11 Money Laundering Reporting (12 Apr 2018 to 26 Oct 2018)
    • CF30 Customer (12 Apr 2018 to 26 Oct 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.