Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St Martin's Partners LLP (no longer approved here)

    FRN 537904

    • Responsible for Insurance Mediation (1 Jul 2011 to 19 Dec 2012)
    • CF10 Compliance Oversight (1 Jul 2011 to 29 May 2012)
    • CF11 Money Laundering Reporting (1 Jul 2011 to 29 May 2012)
    • CF30 Customer (1 Jul 2011 to 19 Dec 2012)
    • CF4 Partner (1 Jul 2011 to 30 Aug 2012)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (4 Feb 2011 to 4 Aug 2011)
  • Bespoke Capital Management LLP (no longer approved here)

    FRN 400031

    • Employed By (8 Apr 2004 to 21 Dec 2010)
  • Chamberlain De Broe Limited (no longer approved here)

    FRN 147107

    • CF21 Investment Adviser (7 Nov 2003 to 1 Apr 2004)
    • CF22 Investment Adviser (Trainee) (24 Jul 2002 to 7 Nov 2003)
  • Bespoke Financial Planning (no longer approved here)

    FRN 191050

    • Employed By (24 Jul 2002 to 1 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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