Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsible for Insurance Mediation (1 Jul 2011 to 19 Dec 2012)
- CF10 Compliance Oversight (1 Jul 2011 to 29 May 2012)
- CF11 Money Laundering Reporting (1 Jul 2011 to 29 May 2012)
- CF30 Customer (1 Jul 2011 to 19 Dec 2012)
- CF4 Partner (1 Jul 2011 to 30 Aug 2012)
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- CF30 Customer (4 Feb 2011 to 4 Aug 2011)
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- Employed By (8 Apr 2004 to 21 Dec 2010)
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- CF21 Investment Adviser (7 Nov 2003 to 1 Apr 2004)
- CF22 Investment Adviser (Trainee) (24 Jul 2002 to 7 Nov 2003)
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- Employed By (24 Jul 2002 to 1 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.