Alun Michael James Webster

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Audley Wealth Limited

    FRN 955306

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 10 Jan 2022)
    • SMF3 Executive Director (since 10 Jan 2022)
    • [FCA CF] Client dealing (since 10 Jan 2022)
    • Responsible for Insurance Distribution (since 10 Jan 2022)
    • SMF16 Compliance Oversight (since 10 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Jan 2022)
  • St Martin's Partners LLP (no longer approved here)

    FRN 537904

    • CF30 Customer (26 Oct 2016 to 12 Apr 2017)
  • Dante Partners LLP (no longer approved here)

    FRN 497995

    • CF30 Customer (31 Jul 2012 to 4 May 2016)

Recent activity

Updates to this individual's record on the FCA register.

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