Audley Wealth Limited

Date authorised
10 January 2022
Companies House
12406200
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Censeo House
    6 St. Peters Street
    St. Albans
    Hertfordshire
    AL1 3LF
    UNITED KINGDOM
    Phone
    +441727227557
    Web
    https://www.audleywealth.com

  • Complaints Contact

    Audley Wealth
    The Work Station,
    Censeo House
    6 St. Peters Street
    St. Albans
    Hertfordshire
    AL1 3LF
    UNITED KINGDOM
    Phone
    +441727227557

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alun Michael James Webster

    IRN AMW01113

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsible for Insurance Distribution (since 10 Jan 2022)
    • SMF16 Compliance Oversight (since 10 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Jan 2022)
    • SMF3 Executive Director (since 10 Jan 2022)
    • [FCA CF] Client dealing (since 10 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 10 Jan 2022)
  • Gavin David Porritt

    IRN GXP00083

    • [FCA CF] Client dealing (5 Feb 2024 to 12 Aug 2024)
    • [FCA CF] Functions requiring qualifications (5 Feb 2024 to 12 Aug 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.