Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsibility for MCD Intermediation (since 5 Apr 2024)
    • Responsible for Insurance Distribution (since 27 Mar 2024)
    • SMF3 Executive Director (since 30 Oct 2020)
    • CF30 Customer (since 3 Sep 2020)
    • CF1 Director (AR) (since 3 Sep 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF16 Compliance Oversight (15 Apr 2024 to 30 Aug 2025)
    • Responsible for Insurance Distribution (30 Oct 2020 to 10 Jan 2022)
    • Responsibility for MCD Intermediation (30 Oct 2020 to 10 Jan 2022)
    • (6)Employed By (since 8 Apr 2021)
    • (3)Employed By (5 Feb 2015 to 21 Aug 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (28 Apr 2016 to 8 Dec 2019)
    • CF1 Director (28 Apr 2016 to 8 Dec 2019)
  • Privium Fund Management (UK) Limited (no longer approved here)

    FRN 471186

    • CF1 Director (AR) (25 Mar 2014 to 27 Apr 2016)
    • CF30 Customer (25 Mar 2014 to 27 Apr 2016)
  • CLEAR INSURANCE MANAGEMENT LIMITED (no longer approved here)

    FRN 307982

    • CF1 Director (AR) (8 May 2008 to 18 May 2010)
    • CF3 Chief Executive (AR) (8 May 2008 to 18 May 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.