Guilherme Pimenta Froes Carvalho

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

GE Vernova Financial Services Limited
FRN 194522
- SMF3 Executive Director (since 6 Mar 2023)
LGT Capital Partners (U.K.) Limited (no longer approved here)
FRN 448896
- CF30 Customer (1 May 2019 to 8 Dec 2019)
BIFM Investments Limited (no longer approved here)
FRN 511268
- CF30 Customer (7 Jun 2010 to 25 Oct 2013)
Equistone Partners Europe Limited (no longer approved here)
FRN 124366
- CF30 Customer (23 Jul 2008 to 7 Jun 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.