GE Vernova Financial Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
245 Hammersmith RoadLondonW6 8PWUNITED KINGDOM- Phone
- +447770815869
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Complaints Contact
245 Hammersmith RoadLondonW6 8PWUNITED KINGDOM- Phone
- +447770815869
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional, Retail (Investment)
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Investment Advice (no pensions)
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · The firm is limited to corporate finance business when advising retail clients
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Non-investment insurance contracts
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Investment Setup
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Adrian Martin Spurling
IRN AMS01152
- [FCA CF] Manager of certification employee (1 Aug 2020 to 28 Feb 2025)
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Alejandro Infantes
IRN AXI01096
- CF23 Corporate Finance Adviser (15 Dec 2004 to 1 Mar 2005)
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Alex Sanchez-Mollinger
IRN AXS01758
- CF23 Corporate Finance Adviser (14 Oct 2002 to 23 Dec 2002)
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Alexis Denaud
IRN AXD01605
- CF30 Customer (1 Nov 2007 to 1 Nov 2007)
- CF23 Corporate Finance Adviser (2 Sep 2005 to 31 Oct 2007)
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Alka Kaura
IRN AXK01281
- CF23 Corporate Finance Adviser (1 Dec 2001 to 14 Jul 2007)
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Amir Khaldoon Ahmad
IRN AKA01013
- CF23 Corporate Finance Adviser (21 Oct 2003 to 15 Jun 2004)
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Andrew Charles Rupert Marsden
IRN ACM01101
- CF3 Chief Executive (23 Nov 2009 to 7 Sep 2017)
- CF30 Customer (1 Nov 2007 to 7 Sep 2017)
- CF1 Director (22 Apr 2004 to 7 Sep 2017)
- CF21 Investment Adviser (22 Apr 2004 to 31 Oct 2007)
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Andrew Myles Llewellyn-Jones
IRN AML01087
- CF23 Corporate Finance Adviser (1 Dec 2001 to 18 Mar 2003)
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Anita Kravos-Medimorec
IRN AXK01766
- CF28 Systems and controls (2 Mar 2009 to 26 Feb 2016)
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Anne Elizabethe Dorsey
IRN AED01033
- CF23 Corporate Finance Adviser (21 Jan 2005 to 1 Mar 2005)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.