Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (26 Sep 2019 to 8 Dec 2019)
    • CF3 Chief Executive (26 Sep 2019 to 8 Dec 2019)
    • CF30 Customer (17 Jun 2019 to 8 Dec 2019)
  • LGT Capital Partners (U.K.) Limited (no longer approved here)

    FRN 448896

    • CF30 Customer (1 Nov 2007 to 26 Jun 2012)
    • CF21 Investment Adviser (6 Jul 2006 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2004)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.