Hugo Pelham Thorman

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • P1 Investment Services Limited

    FRN 752005

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (8 Sep 2016 to 8 Dec 2019)
  • Seccl Custody Limited (no longer approved here)

    FRN 793200

    • SMF3 Executive Director (9 Dec 2019 to 7 Oct 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Sep 2021)
    • CF1 Director (19 Jul 2018 to 8 Dec 2019)
    • CF3 Chief Executive (19 Jul 2018 to 8 Dec 2019)
  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • CF1 Director (18 Oct 2005 to 30 Jun 2015)
    • CF8 Apportionment and Oversight (18 Oct 2005 to 31 Oct 2007)
    • CF3 Chief Executive (18 Oct 2005 to 2 Jan 2015)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF16 Significant Mgt (Desgntd Investment Business) (14 Jul 2003 to 31 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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