Seccl Custody Limited

• Principal Place of Business

  20 Manvers Street

  .

  Bath

  BA1 1JW

  UNITED KINGDOM

  Phone

  +4401225482114

  Web

  https://seccl.tech

• Complaints Contact

  20 Manvers Street

  .

  Bath

  BA1 1JW

  UNITED KINGDOM

  Phone

  +4401225482114

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Eligible Counterparty, Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Jones

  IRN AXJ00230

  • [FCA CF] Material risk taker (16 Feb 2024 to 1 Apr 2024)
  • [FCA CF] Significant management (10 Nov 2023 to 1 Apr 2024)
• Adrian Grindrod

  IRN AXG00342

  • [FCA CF] Significant management (1 Jan 2021 to 30 Jul 2021)
• Alexandra Henderson

  IRN AXH00848

  • SMF16 Compliance Oversight (since 9 Jan 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Jan 2023)
• Andrew Thomas Lock

  IRN AXL00430

  • [FCA CF] Significant management (8 Apr 2022 to 23 Jun 2023)
• Annabel Melvin

  IRN AXM05694

  • [FCA CF] Material risk taker (since 1 Oct 2025)
  • [FCA CF] Significant management (since 1 Oct 2025)
• Barry Neilson

  IRN BXN01141

  • [FCA CF] Material risk taker (since 23 Jan 2026)
• Carmen Marcela Walker

  IRN CXW00622

  • [FCA CF] Material risk taker (10 Jan 2025 to 14 May 2025)
  • [FCA CF] CASS oversight function (10 Jan 2025 to 14 May 2025)
• Chris Smeaton

  IRN CXS00534

  • [FCA CF] Significant management (since 25 Mar 2022)
• Daniel Marsh

  IRN DXM00448

  • [FCA CF] Significant management (1 Jan 2021 to 29 Apr 2022)
• David John Harvey

  IRN DJH01435

  • SMF1 Chief Executive (15 Jan 2022 to 19 Apr 2022)
  • SMF3 Executive Director (9 Dec 2019 to 11 Mar 2024)
  • CF1 Director (19 Jul 2018 to 8 Dec 2019)

No changes recorded yet.