Seccl Custody Limited

• Principal Place of Business

  20 Manvers Street

  .

  Bath

  BA1 1JW

  UNITED KINGDOM

  Phone

  +4401225482114

  Web

  https://seccl.tech

• Complaints Contact

  20 Manvers Street

  .

  Bath

  BA1 1JW

  UNITED KINGDOM

  Phone

  +4401225482114

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Eligible Counterparty, Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Ritchie Ferguson

  IRN DRF01051

  • SMF9 Chair of the Governing Body (since 29 Oct 2025)
  • SMF3 Executive Director (since 5 Apr 2022)
  • SMF1 Chief Executive (5 Apr 2022 to 29 Oct 2025)
• Derek Walker

  IRN DXW00662

  • [FCA CF] Material risk taker (16 Feb 2024 to 10 Jan 2025)
  • [FCA CF] CASS oversight function (10 Nov 2023 to 10 Jan 2025)
• Farzana Khalil

  IRN FXK00059

  • [FCA CF] Significant management (24 May 2022 to 29 Sep 2023)
• Franziska Zuch

  IRN FXZ01096

  • CF28 Systems and controls (19 Jul 2018 to 8 Dec 2019)
• Hugo Pelham Thorman

  IRN HPT01003

  • SMF1 Chief Executive (9 Dec 2019 to 1 Sep 2021)
  • SMF3 Executive Director (9 Dec 2019 to 7 Oct 2022)
  • CF3 Chief Executive (19 Jul 2018 to 8 Dec 2019)
  • CF1 Director (19 Jul 2018 to 8 Dec 2019)
• Jack Burton Cullis

  IRN JXC11184

  • SMF3 Executive Director (9 Dec 2019 to 1 Jul 2024)
  • CF1 Director (19 Feb 2019 to 8 Dec 2019)
• James Holmes

  IRN JXH01234

  • [FCA CF] Material risk taker (since 16 Feb 2024)
  • [FCA CF] Significant management (since 10 Nov 2023)
• Jonathan Dees

  IRN JXD17093

  • SMF1 Chief Executive (since 19 Sep 2025)
  • SMF3 Executive Director (since 19 Sep 2025)
• Julie Anne Tuffrey

  IRN JAT01130

  • [FCA CF] Material risk taker (14 May 2025 to 12 Feb 2026)
  • [FCA CF] CASS oversight function (14 May 2025 to 12 Feb 2026)
• Kirsty Marina Lynagh

  IRN KML01076

  • [FCA CF] Material risk taker (1 May 2025 to 30 Sep 2025)
  • [FCA CF] Significant management (10 Nov 2023 to 4 Aug 2024)

No changes recorded yet.