Seccl Custody Limited

• Principal Place of Business

  20 Manvers Street

  .

  Bath

  BA1 1JW

  UNITED KINGDOM

  Phone

  +4401225482114

  Web

  https://seccl.tech

• Complaints Contact

  20 Manvers Street

  .

  Bath

  BA1 1JW

  UNITED KINGDOM

  Phone

  +4401225482114

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Eligible Counterparty, Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nadine Barham

  IRN NXB00485

  • [FCA CF] Significant management (10 Nov 2023 to 29 Feb 2024)
• Philip James Gilder

  IRN PJG01286

  • SMF16 Compliance Oversight (9 Dec 2019 to 13 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Dec 2019)
  • CF10 Compliance Oversight (19 Jul 2018 to 8 Dec 2019)
  • CF10a CASS Oversight function (19 Jul 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (19 Jul 2018 to 8 Dec 2019)
• Prerna Goel

  IRN PXG62968

  • [FCA CF] Manager of certification employee (10 Jan 2025 to 10 Jun 2025)
  • [FCA CF] Material risk taker (10 Jan 2025 to 10 Jun 2025)
  • [FCA CF] Significant management (10 Jan 2025 to 10 Jun 2025)
• Ruth Anna Handcock

  IRN RAH01314

  • SMF9 Chair of the Governing Body (15 Jan 2022 to 3 Nov 2025)
• Ryan Furniss

  IRN RXF00374

  • [FCA CF] Material risk taker (since 11 Jun 2025)
  • [FCA CF] Manager of certification employee (since 11 Jun 2025)
  • [FCA CF] Significant management (since 11 Jun 2025)
• Sam Handfield-Jones

  IRN SXH02857

  • SMF1 Chief Executive (15 Jan 2022 to 19 Apr 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (22 Feb 2020 to 15 Jan 2022)
  • SMF16 Compliance Oversight (22 Feb 2020 to 15 Jan 2022)
  • SMF3 Executive Director (22 Feb 2020 to 19 Apr 2022)
• Shane Patrick Cashin

  IRN SXC00394

  • [FCA CF] CASS oversight function (since 12 Feb 2026)
  • [FCA CF] Client dealing (since 10 Jan 2025)
  • [FCA CF] Material risk taker (since 10 Jan 2025)
  • [FCA CF] Significant management (since 17 Nov 2023)
  • [FCA CF] CASS oversight function (10 Jan 2025 to 14 May 2025)
• Thomas Harris

  IRN TXH00198

  • [FCA CF] Significant management (10 Jan 2025 to 28 Nov 2025)
  • [FCA CF] Material risk taker (10 Jan 2025 to 28 Nov 2025)
• Thomasina Katherine McGuigan

  IRN TKM01013

  • SMF16 Compliance Oversight (21 Jan 2022 to 19 Aug 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (21 Jan 2022 to 19 Aug 2022)
• Tyrone Conybear

  IRN TXC01100

  • [FCA CF] CASS oversight function (1 Jan 2021 to 18 Nov 2022)
  • [FCA CF] Significant management (1 Jan 2021 to 18 Nov 2022)

No changes recorded yet.