Philip James Gilder

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marlborough Investment Management Limited (no longer approved here)

    FRN 115231

    • [FCA CF] Manager of certification employee (19 Nov 2024 to 31 Mar 2025)
    • [FCA CF] Material risk taker (19 Nov 2024 to 31 Mar 2025)
    • [FCA CF] Significant management (19 Nov 2024 to 31 Mar 2025)
  • INVESTMENT FUND SERVICES LIMITED (no longer approved here)

    FRN 464193

    • [FCA CF] Material risk taker (19 Nov 2024 to 31 Mar 2025)
    • [FCA CF] Significant management (19 Nov 2024 to 31 Mar 2025)
    • [FCA CF] Manager of certification employee (19 Nov 2024 to 31 Mar 2025)
  • GRAPHENE PLATFORMS LIMITED (no longer approved here)

    FRN 756360

    • SMF1 Chief Executive (9 Jan 2023 to 1 Apr 2025)
    • SMF3 Executive Director (9 Jan 2023 to 1 Apr 2025)
    • [FCA CF] Significant management (17 Oct 2022 to 3 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (11 Nov 2021 to 23 Feb 2023)
    • SMF16 Compliance Oversight (11 Nov 2021 to 23 Feb 2023)
  • Seccl Custody Limited (no longer approved here)

    FRN 793200

    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Dec 2019)
    • CF10 Compliance Oversight (19 Jul 2018 to 8 Dec 2019)
    • CF10a CASS Oversight function (19 Jul 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Jul 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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