Thomasina Katherine McGuigan

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lightyear U.K. Ltd
FRN 987226
- SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Sep 2024)
- SMF16 Compliance Oversight (since 30 Sep 2024)
- SMF3 Executive Director (since 30 Sep 2024)
Seccl Custody Limited (no longer approved here)
FRN 793200
- SMF17 Money Laundering Reporting Officer (MLRO) (21 Jan 2022 to 19 Aug 2022)
- SMF16 Compliance Oversight (21 Jan 2022 to 19 Aug 2022)
Morningstar Investment Management Europe Limited (no longer approved here)
FRN 449468
- CF10 Compliance Oversight (10 Jul 2014 to 30 Nov 2016)
- CF11 Money Laundering Reporting (10 Jul 2014 to 30 Nov 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.