Morningstar Investment Management Europe Limited

• Principal Place of Business

  1 Oliver's Yard

  55-71 City Road

  London

  EC1Y 1HQ

  UNITED KINGDOM

  Phone

  +4402031070000

  Web

  https://www.morningstar.com/en-gb/products/morningstar-managed-portfolios

• Complaints Contact

  1 Oliver's Yard

  55-71 City Road

  London

  EC1Y 1HQ

  UNITED KINGDOM

  Phone

  +4402031941068

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Fisher

  IRN AXF00598

  • [FCA CF] Client dealing (since 1 Apr 2025)
• Andrew Jayne

  IRN AXJ01903

  • [FCA CF] Client dealing (9 Dec 2019 to 22 Sep 2023)
  • CF30 Customer (7 Jul 2018 to 8 Dec 2019)
• Anthony John Morris

  IRN AJM01246

  • [FCA CF] Material risk taker (9 Dec 2019 to 19 Mar 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 19 Mar 2024)
  • CF30 Customer (30 Sep 2014 to 8 Dec 2019)
• Anthony McDonald

  IRN AXM03557

  • CF30 Customer (15 Jul 2013 to 19 Nov 2013)
• Ben James Lester

  IRN BJL01042

  • [FCA CF] Material risk taker (since 1 Apr 2025)
• Brook Nigel Sweeney

  IRN BNS01008

  • CF30 Customer (1 Nov 2007 to 21 Sep 2012)
  • CF21 Investment Adviser (7 Mar 2007 to 31 Oct 2007)
• CYRIQUE BOURBON

  IRN CXB02138

  • CF30 Customer (30 Aug 2013 to 29 Apr 2019)
• Charles Alexander Bernd Barnick

  IRN CAB01173

  • CF10 Compliance Oversight (19 Jan 2010 to 24 May 2012)
  • CF11 Money Laundering Reporting (19 Jan 2010 to 24 May 2012)
  • CF3 Chief Executive (19 Jan 2010 to 24 May 2012)
  • CF30 Customer (19 Jan 2010 to 30 Sep 2012)
  • CF1 Director (19 Jan 2010 to 30 Sep 2012)
• Chetan Modi

  IRN CXM01790

  • CF30 Customer (4 Nov 2013 to 25 Apr 2014)
  • CF22 Investment Adviser (Trainee) (7 Mar 2007 to 31 Oct 2007)
• Christopher John Traulsen

  IRN CJT01128

  • CF30 Customer (1 Nov 2007 to 31 Jan 2010)
  • CF21 Investment Adviser (14 Sep 2006 to 31 Oct 2007)
  • CF27 Investment Management (14 Sep 2006 to 31 Oct 2007)

• Old Broad Street Research Limited (no longer appointed)

  FRN 447086 · Appointed 16 Nov 2011 · Until 5 Feb 2014

No changes recorded yet.