Morningstar Investment Management Europe Limited

• Principal Place of Business

  1 Oliver's Yard

  55-71 City Road

  London

  EC1Y 1HQ

  UNITED KINGDOM

  Phone

  +4402031070000

  Web

  https://www.morningstar.com/en-gb/products/morningstar-managed-portfolios

• Complaints Contact

  1 Oliver's Yard

  55-71 City Road

  London

  EC1Y 1HQ

  UNITED KINGDOM

  Phone

  +4402031941068

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Clémence Marie Dachicourt

  IRN CXD00477

  • [FCA CF] Client dealing (3 Apr 2023 to 15 Nov 2024)
  • [FCA CF] Material risk taker (3 Apr 2023 to 15 Nov 2024)
  • [FCA CF] Manager of certification employee (3 Apr 2023 to 15 Nov 2024)
• Daniel Kemp

  IRN DXK00008

  • SMF3 Executive Director (9 Dec 2019 to 25 Jul 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 9 Jun 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Jun 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 9 Jun 2023)
  • CF1 Director (22 Jun 2016 to 8 Dec 2019)
  • CF30 Customer (24 Jun 2014 to 8 Dec 2019)
• Daniel Needham

  IRN DXN01282

  • CF30 Customer (11 Mar 2014 to 9 Jul 2015)
  • CF1 Director (11 Mar 2014 to 12 Mar 2018)
• Daniel Richard Vaughan

  IRN DRV00009

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2022)
  • CF30 Customer (11 Jan 2016 to 8 Dec 2019)
• Deborah Elizabeth Cullen

  IRN DXC91470

  • SMF3 Executive Director (23 Oct 2020 to 12 Sep 2022)
  • SMF9 Chair of the Governing Body (23 Oct 2020 to 12 Sep 2022)
• Diane Maria Earnshaw

  IRN DME01051

  • CF30 Customer (11 Jul 2013 to 11 Nov 2016)
• Donald Scott Schilling

  IRN DSS01076

  • SMF3 Executive Director (9 Dec 2019 to 1 Jun 2022)
  • CF1 Director (14 Sep 2006 to 8 Dec 2019)
• Dylan Navra

  IRN DXN00152

  • [FCA CF] Significant management (1 Apr 2025 to 31 Jul 2025)
• Edward Henry Fane

  IRN EHF01005

  • [FCA CF] Material risk taker (9 Jun 2023 to 8 Aug 2024)
  • [FCA CF] Manager of certification employee (1 Jan 2021 to 8 Aug 2024)
  • [FCA CF] Client dealing (1 Jan 2021 to 8 Aug 2024)
  • CF30 Customer (18 Jul 2014 to 4 Nov 2016)
• Emiko Kurotsu

  IRN EXK01145

  • CF30 Customer (1 Nov 2007 to 10 Mar 2008)
  • CF22 Investment Adviser (Trainee) (21 Feb 2007 to 31 Oct 2007)

• Old Broad Street Research Limited (no longer appointed)

  FRN 447086 · Appointed 16 Nov 2011 · Until 5 Feb 2014

No changes recorded yet.