Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (9 Dec 2019 to 9 Jun 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Jun 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 9 Jun 2023)
- SMF3 Executive Director (9 Dec 2019 to 25 Jul 2024)
- CF1 Director (22 Jun 2016 to 8 Dec 2019)
- CF30 Customer (24 Jun 2014 to 8 Dec 2019)
-
- CF30 Customer (5 Feb 2014 to 9 Jul 2014)
-
- CF30 Customer (30 Nov 2012 to 31 May 2014)
-
- CF4 Partner (10 Apr 2008 to 30 Jun 2012)
- CF30 Customer (7 Jan 2008 to 30 Jun 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.