Saltus Partners LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
1st Floor3-5 Rathbone PlaceLondonWestminsterW1T 1HJUNITED KINGDOM- Phone
- +4402074990200
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Complaints Contact
4500 ParkwayWhiteleyFarehamHampshirePO15 7AZUNITED KINGDOM- Phone
- +4402074990200
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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- · The firm may not broker credit for the purpose of increasing the funds available for investment
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Stockbroking
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Debt Advice
Show 2 limitations Hide limitations
- · This permission is limited to debt counselling with investment advice
- · This permission is limited to debt counselling with no debt management activity
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Consumer Loans
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- · This permission is limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement
- · This permission is limited to lending that is in connection with the repayment of fees relating to the provision of professional services, which are only for ongoing services or regular premiums
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Loan Servicing
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- · This permission is limited to lending that is in connection with the repayment of fees relating to the provision of professional services, which are only for ongoing services or regular premiums
- · This permission is limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement
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Investment Setup
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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. Barclays Wealth Trustees (Guernsey Limit
IRN XXB01088
- CF4 Partner (27 Jul 2010 to 24 Jul 2012)
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. Hampden Capital Plc
IRN XXH01070
- CF4 Partner (27 Jul 2010 to 27 Jun 2014)
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. Saltus Partners Ltd
IRN XXS01024
- CF4 Partner (12 Nov 2004 to 27 Jun 2014)
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. Yelnats LLC
IRN XXY01013
- CF4 Partner (28 Jul 2010 to 27 Jun 2014)
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Adam Jamie Michael Long
IRN AJL01323
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 14. Managing investments
- [FCA CF] Manager of certification employee (since 18 Mar 2024)
- [FCA CF] Client dealing (since 25 Oct 2023)
- [FCA CF] Functions requiring qualifications (since 4 Mar 2022)
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Alaric Wade Gordon
IRN AWG01020
- Responsible for Insurance Mediation (14 Mar 2014 to 19 May 2014)
- CF11 Money Laundering Reporting (1 Feb 2013 to 29 May 2014)
- CF28 Systems and controls (1 Feb 2013 to 3 Jun 2014)
- CF4 Partner (1 Feb 2013 to 27 Jun 2014)
- CF10 Compliance Oversight (1 Feb 2013 to 29 May 2014)
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Alexander James Spreckley
IRN AJS01511
- [FCA CF] Significant management (since 17 Oct 2023)
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Alistair David Stuart
IRN ADS01124
- [FCA CF] Significant management (since 2 Jan 2024)
- [FCA CF] Manager of certification employee (since 2 Jan 2024)
- SMF27 Partner (14 Feb 2025 to 25 Sep 2025)
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Andrew James Palmer Knott
IRN AJK01060
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 1 Feb 2023)
- CF30 Customer (24 Feb 2017 to 8 Dec 2019)
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Andrew Philip Cawker
IRN APC01064
- SMF9 Chair of the Governing Body (since 8 Jan 2026)
- [FCA CF] Significant management (since 1 Oct 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Saltus Financial Services Ltd (no longer appointed)
FRN 413684 · Appointed 18 Mar 2016 · Until 20 May 2016
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Saltus Financial Planning Limited (no longer appointed)
FRN 683295 · Appointed 9 Apr 2015 · Until 9 May 2016
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.