Alaric Wade Gordon

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Saltus Partners LLP (no longer approved here)
FRN 402531
- Responsible for Insurance Mediation (14 Mar 2014 to 19 May 2014)
- CF10 Compliance Oversight (1 Feb 2013 to 29 May 2014)
- CF11 Money Laundering Reporting (1 Feb 2013 to 29 May 2014)
- CF28 Systems and controls (1 Feb 2013 to 3 Jun 2014)
- CF4 Partner (1 Feb 2013 to 27 Jun 2014)
RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)
FRN 194713
- CF21 Investment Adviser (22 Jul 2003 to 21 Dec 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.