Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsible for Insurance Distribution (since 19 Nov 2025)
    • [FCA CF] Client dealing (since 19 Dec 2023)
    • SMF3 Executive Director (since 23 May 2022)
    • [FCA CF] Functions requiring qualifications (since 14 Feb 2022)
    • [FCA CF] Manager of certification employee (14 Feb 2022 to 1 Dec 2025)
    • SMF9 Chair of the Governing Body (since 24 Oct 2025)
    • SMF9 Chair of the Governing Body (since 24 Oct 2025)
    • [FCA CF] Significant management (1 Feb 2024 to 1 Dec 2025)
  • GM2 LIMITED

    FRN 228579

    • [FCA CF] Significant management (since 1 Feb 2024)
    • [FCA CF] Significant management (since 17 Oct 2023)
  • HANDELSBANKEN WEALTH & ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 197340

    • [FCA CF] Significant management (7 Mar 2021 to 11 Feb 2022)
    • [FCA CF] Material risk taker (7 Mar 2021 to 11 Feb 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2021 to 11 Feb 2022)
    • [FCA CF] Functions requiring qualifications (7 Mar 2021 to 11 Feb 2022)
    • [FCA CF] Client dealing (7 Mar 2021 to 11 Feb 2022)
    • CF30 Customer (29 Oct 2012 to 8 Dec 2019)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • CF30 Customer (10 Jan 2011 to 26 Oct 2012)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF21 Investment Adviser (10 Apr 2006 to 26 May 2006)
    • CF22 Investment Adviser (Trainee) (19 Apr 2005 to 10 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.