GM2 LIMITED

• Principal Place of Business

  G M2, 1-3 Washington Buildings

  Stanwell Road

  Penarth

  Vale of Glamorgan

  CF64 2AD

  UNITED KINGDOM

  Phone

  +4402920350000

  Web

  https://www.gm2.co.uk

• Complaints Contact

  Saltus Financial Planning, 4500 Parkway

  Whiteley

  Fareham

  Hampshire

  PO15 7AZ

  UNITED KINGDOM

  Phone

  +4402920350000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander James Spreckley

  IRN AJS01511

  • [FCA CF] Significant management (since 1 Feb 2024)
• Beverley Jean Thomas

  IRN BJT00009

  • CF11 Money Laundering Reporting (6 May 2004 to 25 Nov 2008)
  • CF10 Compliance Oversight (6 May 2004 to 25 Nov 2008)
  • CF1 Director (6 May 2004 to 8 Oct 2019)
• Daniel Underwood

  IRN DXU00012

  • [FCA CF] Significant management (since 1 Feb 2024)
• Esther Erika Freund

  IRN EEF00004

  • CF1 Director (6 May 2004 to 4 Jan 2011)
• Gareth David Attwood

  IRN GDA01030

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Oct 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Nov 2024)
  • CF30 Customer (1 Feb 2010 to 8 Dec 2019)
• Grant David Maunder

  IRN GDM00001

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF10 Compliance Oversight (27 Nov 2008 to 1 May 2017)
  • CF11 Money Laundering Reporting (27 Nov 2008 to 1 May 2017)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF8 Apportionment and Oversight (6 May 2004 to 31 Mar 2009)
  • CF21 Investment Adviser (6 May 2004 to 31 Oct 2007)
  • CF1 Director (6 May 2004 to 8 Dec 2019)
• James Dixon

  IRN JXD00412

  • [FCA CF] Functions requiring qualifications (4 May 2021 to 12 Nov 2024)
  • [FCA CF] Client dealing (4 May 2021 to 12 Nov 2024)
• James George Ritchie Philip

  IRN JGP01086

  • [FCA CF] Significant management (1 Feb 2024 to 16 Oct 2025)
• Jason Edwards

  IRN JXE00051

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Feb 2024)
  • SMF16 Compliance Oversight (since 23 Feb 2024)
  • SMF3 Executive Director (since 23 Feb 2024)
• Jonathan Hugo Macintosh

  IRN JHM01042

  • [FCA CF] Significant management (since 1 Feb 2024)

No changes recorded yet.