James Dixon

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Saltus Financial Planning Limited

    FRN 722703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 23 Nov 2023)
    • [FCA CF] Functions requiring qualifications (since 23 Nov 2023)
  • GM2 LIMITED (no longer approved here)

    FRN 228579

    • [FCA CF] Client dealing (4 May 2021 to 12 Nov 2024)
    • [FCA CF] Functions requiring qualifications (4 May 2021 to 12 Nov 2024)

Recent activity

Updates to this individual's record on the FCA register.

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