Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 21 Nov 2025)
    • SMF3 Executive Director (since 21 Nov 2025)
    • [FCA CF] Significant management (1 Feb 2024 to 1 Dec 2025)
    • SMF9 Chair of the Governing Body (since 21 Nov 2025)
    • SMF3 Executive Director (since 21 Nov 2025)
    • [FCA CF] Significant management (1 Feb 2024 to 1 Dec 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Jan 2023)
    • SMF3 Executive Director (9 Dec 2019 to 24 May 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Jan 2024)
    • CF10 Compliance Oversight (29 Nov 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 Nov 2016 to 8 Dec 2019)
    • CF1 Director (9 May 2016 to 8 Dec 2019)
  • GM2 LIMITED

    FRN 228579

    • [FCA CF] Significant management (since 1 Feb 2024)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (29 Apr 2022 to 2 Sep 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Jan 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Jan 2024)
    • CF11 Money Laundering Reporting (29 Nov 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (29 Nov 2016 to 8 Dec 2019)
    • CF1 Director (AR) (21 Jul 2015 to 9 May 2016)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (11 Mar 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (12 Nov 2004 to 31 Oct 2007)
    • CF4 Partner (12 Nov 2004 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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