Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 27 Oct 2025)
    • SMF3 Executive Director (since 27 Oct 2025)
    • [FCA CF] Significant management (2 Jan 2024 to 1 Dec 2025)
    • SMF3 Executive Director (since 27 Oct 2025)
    • [FCA CF] Significant management (since 2 Jan 2024)
    • [FCA CF] Manager of certification employee (since 2 Jan 2024)
    • [FCA CF] Significant management (since 2 Jan 2024)
    • SMF27 Partner (14 Feb 2025 to 25 Sep 2025)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Material risk taker (9 Aug 2021 to 1 Jan 2023)
    • [FCA CF] Significant management (9 Aug 2021 to 1 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (9 Aug 2021 to 1 Jan 2023)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • Responsible for Insurance Distribution (8 Nov 2019 to 1 Dec 2020)
    • SMF24 Chief Operations (9 Aug 2019 to 1 Dec 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF10 Compliance Oversight (6 Feb 2004 to 6 Feb 2004)
    • CF11 Money Laundering Reporting (6 Feb 2004 to 6 Feb 2004)
    • CF16 Significant Mgt (Desgntd Investment Business) (6 Feb 2004 to 6 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.