Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 2 Dec 2025)
    • [FCA CF] Significant management (since 2 Dec 2025)
    • [FCA CF] Significant management (since 2 Dec 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 1 Jul 2025)
    • [FCA CF] Manager of certification employee (since 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 18 Mar 2024)
    • [FCA CF] Client dealing (since 25 Oct 2023)
    • [FCA CF] Functions requiring qualifications (since 4 Mar 2022)
  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Nov 2021)
    • CF30 Customer (7 Feb 2018 to 8 Dec 2019)
  • 7IM Investment and Retirement Solutions Limited (no longer approved here)

    FRN 787394

    • CF30 Customer (7 Jun 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.