Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morningstar Investment Management Europe Limited (no longer approved here)

    FRN 449468

    • [FCA CF] Material risk taker (9 Jun 2023 to 8 Aug 2024)
    • [FCA CF] Client dealing (1 Jan 2021 to 8 Aug 2024)
    • [FCA CF] Manager of certification employee (1 Jan 2021 to 8 Aug 2024)
    • CF30 Customer (18 Jul 2014 to 4 Nov 2016)
  • Thesis Asset Management Limited (no longer approved here)

    FRN 114354

    • CF30 Customer (1 Nov 2007 to 27 Jun 2014)
    • CF22 Investment Adviser (Trainee) (8 Jul 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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