Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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360 Fund Insight Limited
FRN 803261
- SMF16 Compliance Oversight (since 2 Nov 2023)
- [FCA CF] Client dealing (since 9 Dec 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF30 Customer (1 Jun 2018 to 8 Dec 2019)
- CF1 Director (1 Jun 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Jun 2018 to 8 Dec 2019)
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- CF30 Customer (4 Nov 2013 to 25 Apr 2014)
- CF22 Investment Adviser (Trainee) (7 Mar 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.