Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
FRN 122472
- 14. Managing investments
- [FCA CF] Client dealing (since 2 Mar 2026)
- [FCA CF] Functions requiring qualifications (since 2 Mar 2026)
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- [FCA CF] Manager of certification employee (1 Feb 2023 to 23 Feb 2026)
- [FCA CF] Functions requiring qualifications (1 Jan 2022 to 23 Feb 2026)
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- [FCA CF] Manager of certification employee (1 Feb 2023 to 23 Feb 2026)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Feb 2026)
- CF30 Customer (20 Aug 2018 to 8 Dec 2019)
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- CF30 Customer (15 Jul 2013 to 19 Nov 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.