Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Client dealing (since 2 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2026)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • [FCA CF] Manager of certification employee (1 Feb 2023 to 23 Feb 2026)
    • [FCA CF] Functions requiring qualifications (1 Jan 2022 to 23 Feb 2026)
  • Aegon Investments Limited (no longer approved here)

    FRN 788212

    • [FCA CF] Manager of certification employee (1 Feb 2023 to 23 Feb 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Feb 2026)
    • CF30 Customer (20 Aug 2018 to 8 Dec 2019)
  • Morningstar Investment Management Europe Limited (no longer approved here)

    FRN 449468

    • CF30 Customer (15 Jul 2013 to 19 Nov 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.