Date authorised
30 September 2024
Companies House
14367910
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    256-260 Old Street
    London
    EC1V 9DD
    UNITED KINGDOM
    Phone
    +4401344948181
  • Complaints Contact

    256-260 Old Street
    London
    EC1V 9DD
    UNITED KINGDOM
    Phone
    +4401344948181

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Trade Settlement Routing

    For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Electronic Trade Settlement

    For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benjamin James Smith

    IRN BXS00626

    • [FCA CF] Client dealing (since 16 Jan 2026)
  • Mihkel Aamer

    IRN MXA00439

    • SMF3 Executive Director (since 30 Sep 2024)
  • Thomasina Katherine McGuigan

    IRN TKM01013

    • SMF16 Compliance Oversight (since 30 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Sep 2024)
    • SMF3 Executive Director (since 30 Sep 2024)
  • Wander Frank Rutgers

    IRN WXR12411

    • SMF1 Chief Executive (since 30 Sep 2024)
    • SMF3 Executive Director (since 30 Sep 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.