Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] CASS oversight function (since 12 Feb 2026)
    • [FCA CF] Client dealing (since 10 Jan 2025)
    • [FCA CF] Material risk taker (since 10 Jan 2025)
    • [FCA CF] Significant management (since 17 Nov 2023)
    • [FCA CF] CASS oversight function (10 Jan 2025 to 14 May 2025)
  • AJ Bell Securities Limited (no longer approved here)

    FRN 155593

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Nov 2023)
  • AJ Bell Management Limited (no longer approved here)

    FRN 211468

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Nov 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.