David Ritchie Ferguson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Seccl Custody Limited

    FRN 793200

    • SMF9 Chair of the Governing Body (since 29 Oct 2025)
    • SMF3 Executive Director (since 5 Apr 2022)
    • SMF1 Chief Executive (5 Apr 2022 to 29 Oct 2025)
  • NUCLEUS FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 456117

    • SMF1 Chief Executive (9 Dec 2019 to 7 Sep 2021)
    • SMF3 Executive Director (9 Dec 2019 to 7 Sep 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 7 Sep 2021)
    • Responsible for Insurance Mediation (19 Dec 2006 to 30 Sep 2018)
    • CF10 Compliance Oversight (19 Dec 2006 to 1 Apr 2009)
    • CF3 Chief Executive (19 Dec 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (19 Dec 2006 to 31 Oct 2007)
    • CF1 Director (19 Dec 2006 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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