Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 15 Dec 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Aug 2016 to 8 Dec 2019)
    • CF30 Customer (1 Aug 2016 to 8 Dec 2019)
    • SMF3 Executive Director (since 26 Mar 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 18 Sep 2008)
    • CF21 Investment Adviser (5 Sep 2006 to 31 Oct 2007)
    • CF26 Customer Trading (7 Oct 2003 to 5 Sep 2006)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 18 Sep 2008)
    • CF21 Investment Adviser (5 Sep 2006 to 31 Oct 2007)
    • CF26 Customer Trading (7 Oct 2003 to 5 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.