Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 31 Oct 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (28 Nov 2003 to 8 Dec 2019)
    • CF27 Investment Management (28 Nov 2003 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (28 Nov 2003 to 25 Feb 2004)
    • CF10 Compliance Oversight (28 Nov 2003 to 25 Feb 2004)
    • CF1 Director (28 Nov 2003 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (28 Nov 2003 to 31 Oct 2007)
  • Premier Portfolio Managers Limited (no longer approved here)

    FRN 122067

    • CF2 Non Executive Director (1 Mar 2010 to 8 Dec 2019)
  • PREMIER FUND MANAGERS LIMITED (no longer approved here)

    FRN 143097

    • CF2 Non Executive Director (1 Mar 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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