ELCOT CAPITAL MANAGEMENT LIMITED

Date authorised
1 April 2013
Companies House
04795146
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6 Queripel House
    Duke of York Square
    London
    SW3 4LY
    UNITED KINGDOM
    Phone
    +4402072599788

  • Complaints Contact

    6 Queripel House
    Duke of York Square
    London
    SW3 4LY
    UNITED KINGDOM
    Phone
    +4402078810935

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Professional, Alternative Debenture, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Alternative Debenture, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alister Neil Birrell

    IRN ANB01016

    • CF30 Customer (1 Nov 2007 to 18 Oct 2012)
    • CF1 Director (25 Feb 2004 to 18 Oct 2012)
    • CF10 Compliance Oversight (25 Feb 2004 to 18 Oct 2012)
    • CF11 Money Laundering Reporting (25 Feb 2004 to 18 Oct 2012)
    • CF27 Investment Management (25 Feb 2004 to 31 Oct 2007)
  • Benjamin Wiseman

    IRN BPW01042

    • CF30 Customer (6 Feb 2014 to 31 Oct 2016)
  • Christopher Anthony Crichton Statham

    IRN CAS01071

    • CF30 Customer (4 Oct 2013 to 8 Dec 2019)
  • Haydn Richard Carrington

    IRN HRC01010

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (31 Oct 2012 to 16 Dec 2014)
    • CF10 Compliance Oversight (31 Oct 2012 to 16 Dec 2014)
    • CF1 Director (31 Oct 2012 to 8 Dec 2019)
    • CF30 Customer (15 Oct 2008 to 8 Dec 2019)
  • James Frederick Netherthorpe

    IRN JXN01079

    • CF30 Customer (22 Apr 2013 to 9 Jan 2018)
  • Luke Anton Wiseman

    IRN LAW01038

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (3 Sep 2018 to 8 Dec 2019)
    • CF30 Customer (7 Feb 2013 to 8 Dec 2019)
  • Michael Andrew Vogel

    IRN MAV01017

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (28 Nov 2003 to 8 Dec 2019)
    • CF27 Investment Management (28 Nov 2003 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (28 Nov 2003 to 25 Feb 2004)
    • CF10 Compliance Oversight (28 Nov 2003 to 25 Feb 2004)
    • CF8 Apportionment and Oversight (28 Nov 2003 to 31 Oct 2007)
    • CF1 Director (28 Nov 2003 to 8 Dec 2019)
  • Nicholas James Measham

    IRN NJM01108

    • CF30 Customer (1 Nov 2007 to 18 Oct 2012)
    • CF1 Director (23 Feb 2004 to 31 Jan 2012)
    • CF27 Investment Management (28 Nov 2003 to 31 Oct 2007)
  • Robert Brown

    IRN RXB01285

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (10 Dec 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Dec 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.