Alister Neil Birrell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PREMIER FUND MANAGERS LIMITED

    FRN 143097

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 10 Dec 2019)
    • CF1 Director (3 Jan 2014 to 8 Dec 2019)
    • CF30 Customer (2 Jan 2013 to 8 Dec 2019)
  • ELCOT CAPITAL MANAGEMENT LIMITED (no longer approved here)

    FRN 226249

    • CF30 Customer (1 Nov 2007 to 18 Oct 2012)
    • CF10 Compliance Oversight (25 Feb 2004 to 18 Oct 2012)
    • CF11 Money Laundering Reporting (25 Feb 2004 to 18 Oct 2012)
    • CF27 Investment Management (25 Feb 2004 to 31 Oct 2007)
    • CF1 Director (25 Feb 2004 to 18 Oct 2012)

Recent activity

Updates to this individual's record on the FCA register.

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