Robert Brown

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ELCOT CAPITAL MANAGEMENT LIMITED

    FRN 226249

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (10 Dec 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Dec 2014 to 8 Dec 2019)
  • Marshall Wace LLP (no longer approved here)

    FRN 228531

    • CF30 Customer (1 Nov 2007 to 23 Oct 2008)
    • CF21 Investment Adviser (3 Oct 2006 to 31 Oct 2007)
    • CF4 Partner (23 Oct 2003 to 31 Jul 2011)
    • CF10 Compliance Oversight (23 Oct 2003 to 10 Oct 2008)

Recent activity

Updates to this individual's record on the FCA register.

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