Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Material risk taker (since 25 Jul 2023)
    • [FCA CF] Client dealing (since 19 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • 17. Administrative functions in relation to managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Material risk taker (since 25 Jul 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • CF30 Customer (18 Apr 2016 to 10 Sep 2019)
  • Bowmore Asset Management Limited (no longer approved here)

    FRN 626431

    • CF30 Customer (1 Jan 2015 to 1 Apr 2016)

Recent activity

Updates to this individual's record on the FCA register.

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