Bowmore Asset Management Limited

• Principal Place of Business

  Birchin Court

  20 Birchin Lane

  London

  EC3V 9DU

  UNITED KINGDOM

  Phone

  +4402036179206

  Web

  https://bowmoream.com

• Complaints Contact

  Birchin Court

  20 Birchin Lane

  London

  EC3V 9DU

  UNITED KINGDOM

  Phone

  +4402036179206

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Alison Maria O'Neill

  IRN AMO01072

  • SMF3 Executive Director (since 17 Feb 2025)
• Callum Taylor

  IRN CXT00240

  • 13. Giving personal recommendations on and dealing with derivatives
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 29 Jul 2025)
  • [FCA CF] Client dealing (since 29 Jul 2025)
• Charles Thomas Incledon

  IRN CTI01004

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 13. Giving personal recommendations on and dealing with derivatives
  • 14. Managing investments
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 23 Jun 2021)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (2 Jan 2019 to 8 Dec 2019)
• Christian James Kurt Yates

  IRN CJY01007

  • [FCA CF] Manager of certification employee (20 May 2020 to 30 Sep 2020)
  • SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Sep 2020)
  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Sep 2020)
  • CF2 Non Executive Director (12 Sep 2018 to 8 Dec 2019)
• Christopher John Holdoway

  IRN CJH01375

  • CF30 Customer (1 Jan 2015 to 1 Apr 2016)
• Gillian Pamela Millen

  IRN GPM00022

  • SMF3 Executive Director (since 5 Jun 2020)
  • [FCA CF] Manager of certification employee (20 May 2020 to 17 Sep 2025)
• Henry Jorgen Gronning

  IRN HJG01043

  • [FCA CF] Client dealing (1 Dec 2023 to 29 Dec 2023)
  • [FCA CF] Functions requiring qualifications (1 Dec 2023 to 29 Dec 2023)
• James Fayed

  IRN JXF00719

  • [FCA CF] Client dealing (since 15 Sep 2025)
• James Michael Keen

  IRN JMK00034

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 May 2021)
  • SMF3 Executive Director (9 Dec 2019 to 16 Mar 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 May 2021)
  • CF30 Customer (3 Nov 2014 to 8 Dec 2019)
  • CF1 Director (3 Nov 2014 to 8 Dec 2019)
• James Woodman

  IRN JXW00934

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 7 Aug 2024)
  • [FCA CF] Functions requiring qualifications (since 7 Aug 2024)

No changes recorded yet.