Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 13 Sep 2024)
    • [FCA CF] Client dealing (since 13 Sep 2024)
    • [FCA CF] Material risk taker (13 Sep 2024 to 24 Nov 2025)
  • Bowmore Asset Management Limited (no longer approved here)

    FRN 626431

    • [FCA CF] Functions requiring qualifications (1 Dec 2023 to 29 Dec 2023)
    • [FCA CF] Client dealing (1 Dec 2023 to 29 Dec 2023)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Functions requiring qualifications (3 May 2022 to 23 Sep 2022)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Apr 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Apr 2020)
    • CF30 Customer (11 Oct 2019 to 8 Dec 2019)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (7 Feb 2012 to 2 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.