Bowmore Asset Management Limited

• Principal Place of Business

  Birchin Court

  20 Birchin Lane

  London

  EC3V 9DU

  UNITED KINGDOM

  Phone

  +4402036179206

  Web

  https://bowmoream.com

• Complaints Contact

  Birchin Court

  20 Birchin Lane

  London

  EC3V 9DU

  UNITED KINGDOM

  Phone

  +4402036179206

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Jonathan Mark Brewis Daniels

  IRN JMD01130

  • SMF9 Chair of the Governing Body (since 27 Jan 2025)
• Mark Wayne Incledon

  IRN MWI00002

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (6 Oct 2020 to 1 May 2021)
  • CF10 Compliance Oversight (3 Nov 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Nov 2014 to 8 Dec 2019)
  • CF3 Chief Executive (3 Nov 2014 to 8 Dec 2019)
  • CF1 Director (3 Nov 2014 to 8 Dec 2019)
• Matthew Belcher

  IRN MXB01175

  • [FCA CF] Client dealing (since 1 Sep 2025)
• Max Edouard Louis Petite

  IRN MXP13658

  • [FCA CF] Functions requiring qualifications (14 Mar 2022 to 22 Sep 2023)
  • [FCA CF] Client dealing (14 Mar 2022 to 22 Sep 2023)
• Ormonde Jonathan Webster-Smith

  IRN OJW01006

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 14. Managing investments
  • 13. Giving personal recommendations on and dealing with derivatives
  • SMF3 Executive Director (since 14 Jun 2021)
  • [FCA CF] Manager of certification employee (since 1 May 2021)
  • [FCA CF] Client dealing (since 1 May 2021)
  • [FCA CF] Functions requiring qualifications (since 1 May 2021)
• Owen Christopher William Moore

  IRN OXM09505

  • [FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Dec 2023)
  • CF30 Customer (2 Jan 2019 to 8 Dec 2019)
• Roger Ian Ganpatsingh

  IRN RIG01016

  • Director of firm who is not a certification employee or a SMF manager (since 16 Sep 2024)
• Stephanie Roberta White

  IRN SXW00923

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 14. Managing investments
  • 13. Giving personal recommendations on and dealing with derivatives
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 29 Aug 2024)
  • [FCA CF] Client dealing (since 29 Aug 2024)

No changes recorded yet.