Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Legal and General Assurance Society Limited
FRN 117659
- Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2025)
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Bowmore Financial Planning Limited
FRN 115180
- SMF9 Chair of the Governing Body (since 27 Jan 2025)
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Bowmore Asset Management Limited
FRN 626431
- SMF9 Chair of the Governing Body (since 27 Jan 2025)
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- [FCA CF] Manager of certification employee (2 Feb 2023 to 13 Mar 2023)
- [FCA CF] Material risk taker (2 Feb 2023 to 3 Apr 2023)
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- SMF7 Group Entity Senior Manager (5 Jan 2021 to 1 Oct 2021)
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- SMF1 Chief Executive (22 Jun 2020 to 3 Apr 2023)
- SMF3 Executive Director (9 Dec 2019 to 3 Apr 2023)
- CF30 Customer (2 Oct 2019 to 8 Dec 2019)
- CF1 Director (20 Jan 2011 to 31 Dec 2017)
- CF26 Customer Trading (8 Sep 2003 to 31 Oct 2007)
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- SMF1 Chief Executive (9 Dec 2019 to 3 Apr 2023)
- SMF3 Executive Director (9 Dec 2019 to 3 Apr 2023)
- CF1 Director (2 Oct 2019 to 8 Dec 2019)
- CF3 Chief Executive (2 Oct 2019 to 8 Dec 2019)
- CF30 Customer (2 Oct 2019 to 8 Dec 2019)
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- SMF7 Group Entity Senior Manager (8 Feb 2019 to 3 Apr 2023)
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- SMF7 Group Entity Senior Manager (10 Dec 2018 to 3 Apr 2023)
- SIMF7 Group Entity Senior Insurance Manager Function (16 Jan 2017 to 9 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.