Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
DWA Protector Limited
FRN 133946
- SMF3 Executive Director (since 16 Feb 2026)
-
Bowmore Asset Management Limited
FRN 626431
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (6 Oct 2020 to 1 May 2021)
- CF1 Director (3 Nov 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (3 Nov 2014 to 8 Dec 2019)
- CF3 Chief Executive (3 Nov 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (3 Nov 2014 to 8 Dec 2019)
-
Bowmore Financial Planning Limited
FRN 115180
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 9A. Advising on P2P agreements
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF3 Chief Executive (1 Sep 2010 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF24 Pension Transfer Specialist (20 Apr 2007 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.