DWA Protector Limited

• Principal Place of Business

  4/4a Bloomsbury Square

  London

  WC1A 2RP

  UNITED KINGDOM

  Phone

  +4402078317722

• Complaints Contact

  4/4a Bloomsbury Square

  London

  WC1A 2RP

  UNITED KINGDOM

  Phone

  +4402078317722

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Wayne Incledon

  IRN MWI00002

  • SMF3 Executive Director (since 16 Feb 2026)
• Michael Robert Davies

  IRN MRD00002

  • CF1 Director (1 Dec 2001 to 1 Jun 2005)
• Peter Dudley Walters

  IRN PDW00001

  • Responsible for Insurance Mediation (14 Jan 2005 to 1 Jun 2005)
  • CF1 Director (1 Dec 2001 to 1 Jun 2005)
  • CF10 Compliance Oversight (1 Dec 2001 to 1 Jun 2005)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jun 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 1 Jun 2005)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 1 Jun 2005)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Jun 2005)
• Philip Benedict Povey

  IRN PBP00001

  • [FCA CF] Significant management (9 Dec 2020 to 31 Mar 2026)
  • [FCA CF] CASS oversight function (9 Dec 2020 to 31 Mar 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 31 Mar 2026)
  • [FCA CF] Client dealing (9 Dec 2020 to 31 Mar 2026)
  • [FCA CF] Benchmark submission and administration (9 Dec 2020 to 31 Mar 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Apr 2026)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Apr 2026)
  • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2026)
  • Responsible for Insurance Distribution (1 Oct 2018 to 1 Apr 2026)
  • CF11 Money Laundering Reporting (25 May 2012 to 8 Dec 2019)
  • Responsible for Insurance Mediation (15 Jun 2010 to 30 Sep 2018)
  • CF10 Compliance Oversight (15 Jun 2010 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)

No changes recorded yet.