Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Benchmark submission and administration (9 Dec 2020 to 31 Mar 2026)
- [FCA CF] Significant management (9 Dec 2020 to 31 Mar 2026)
- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 31 Mar 2026)
- [FCA CF] Client dealing (9 Dec 2020 to 31 Mar 2026)
- [FCA CF] CASS oversight function (9 Dec 2020 to 31 Mar 2026)
- SMF16 Compliance Oversight (9 Dec 2019 to 1 Apr 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Apr 2026)
- SMF3 Executive Director (9 Dec 2019 to 1 Apr 2026)
- Responsible for Insurance Distribution (1 Oct 2018 to 1 Apr 2026)
- CF11 Money Laundering Reporting (25 May 2012 to 8 Dec 2019)
- CF10 Compliance Oversight (15 Jun 2010 to 8 Dec 2019)
- Responsible for Insurance Mediation (15 Jun 2010 to 30 Sep 2018)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.