Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bowmore Asset Management Limited
FRN 626431
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 14. Managing investments
- 13. Giving personal recommendations on and dealing with derivatives
- SMF3 Executive Director (since 14 Jun 2021)
- [FCA CF] Manager of certification employee (since 1 May 2021)
- [FCA CF] Client dealing (since 1 May 2021)
- [FCA CF] Functions requiring qualifications (since 1 May 2021)
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- [FCA CF] Manager of certification employee (16 Nov 2020 to 30 Apr 2021)
- [FCA CF] Functions requiring qualifications (16 Nov 2020 to 30 Apr 2021)
- CF1 Director (22 Oct 2008 to 1 Nov 2012)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (14 Jul 2006 to 31 Oct 2007)
- CF21 Investment Adviser (13 May 2004 to 31 Oct 2007)
- CF27 Investment Management (13 May 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (12 Mar 2003 to 13 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.