Christian James Kurt Yates

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • CF3 Chief Executive (AR) (1 Nov 2021 to 6 Oct 2022)
    • CF1 Director (AR) (1 Nov 2021 to 6 Oct 2022)
    • CF30 Customer (1 Nov 2021 to 6 Oct 2022)
  • Bowmore Asset Management Limited (no longer approved here)

    FRN 626431

    • [FCA CF] Manager of certification employee (20 May 2020 to 30 Sep 2020)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Sep 2020)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Sep 2020)
    • CF2 Non Executive Director (12 Sep 2018 to 8 Dec 2019)
  • Bowmore Financial Planning Limited (no longer approved here)

    FRN 115180

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Sep 2020)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Sep 2020)
    • CF2 Non Executive Director (9 Apr 2015 to 8 Dec 2019)
  • Puma Investment Management Limited (no longer approved here)

    FRN 590919

    • CF30 Customer (15 May 2013 to 7 Feb 2014)

Recent activity

Updates to this individual's record on the FCA register.

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