Puma Investment Management Limited

• Principal Place of Business

  Puma Investments Ltd

  Cassini House 57-59

  St. James's Street

  London

  Westminster

  SW1A 1LD

  UNITED KINGDOM

  Phone

  +442074084050

  Web

  https://www.pumainvestments.co.uk

• Complaints Contact

  Puma Investments Ltd

  Cassini House 57-59

  St. James's Street

  London

  Westminster

  SW1A 1LD

  UNITED KINGDOM

  Phone

  +442074687900

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alastair Johnston

  IRN AXJ00517

  • [FCA CF] Client dealing (24 Jul 2024 to 28 May 2025)
• Alexander Rupert West

  IRN ARW01195

  • SMF3 Executive Director (since 5 May 2023)
  • [FCA CF] Manager of certification employee (since 19 Mar 2021)
  • [FCA CF] Client dealing (since 19 Mar 2021)
  • CF1 Director (AR) (21 Mar 2025 to 25 Jul 2025)
  • CF30 Customer (21 Mar 2025 to 25 Jul 2025)
  • [FCA CF] Material risk taker (19 Mar 2021 to 23 Jul 2024)
• Alice Mary Myers

  IRN AMM01394

  • CF30 Customer (21 Sep 2016 to 30 Jun 2019)
• Amber Alexandra Wood

  IRN AAR01062

  • CF10 Compliance Oversight (14 Aug 2017 to 10 May 2019)
  • CF11 Money Laundering Reporting (14 Aug 2017 to 10 May 2019)
• Amy Coburn

  IRN AXC01137

  • [FCA CF] Significant management (since 7 Sep 2023)
• Andrew Derrington

  IRN AXD01607

  • [FCA CF] Client dealing (since 19 Mar 2021)
• Andrew Mark Burt

  IRN AMB01105

  • [FCA CF] Client dealing (since 19 Mar 2021)
  • [FCA CF] Manager of certification employee (since 19 Mar 2021)
  • [FCA CF] Material risk taker (19 Mar 2021 to 23 Jul 2024)
  • CF30 Customer (5 Nov 2018 to 8 Dec 2019)
• Benedict Leslie

  IRN BXL00096

  • [FCA CF] Client dealing (since 19 Mar 2021)
• Benjamin John Sears

  IRN BXS01529

  • CF30 Customer (18 Apr 2016 to 29 Aug 2017)
• Brendan Martin Keane

  IRN BXK00248

  • [FCA CF] Client dealing (since 29 Aug 2025)

• Puma Private Equity Limited (no longer appointed)

  FRN 825730 · Appointed 12 Nov 2018 · Until 25 Jul 2025

No changes recorded yet.